Suhani J. Patel

Suhani Patel guides clients through financial regulatory investigations, leveraging her previous experience at FINRA to provide unique insight into government enforcement actions. She specializes in analyzing complex data sets to identify regulatory violations, including excessive trading, RegBI, private placement, and money laundering issues under FINRA and SEC rules.

Suhani manages cases from initiation to conclusion, conducting comprehensive document review, formulating detailed information requests and leading on-record testimony. She has worked closely with senior attorneys to develop investigative strategies using data analytics and other specialized tools. Suhani also has significant experience drafting complaints and corresponding memoranda for litigation matters.